-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F9A3oarpF3/U0PTEws/q8zaNBZawyRSwuFH/jO3jws3aOT+thKbxe3vtHujKPP3G mKdUVgcgtYn4dWjZGCbNFQ== 0000950128-03-000204.txt : 20030212 0000950128-03-000204.hdr.sgml : 20030212 20030212161417 ACCESSION NUMBER: 0000950128-03-000204 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALDILA INC CENTRAL INDEX KEY: 0000902272 STANDARD INDUSTRIAL CLASSIFICATION: [3949] IRS NUMBER: 133645590 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-45242 FILM NUMBER: 03554735 BUSINESS ADDRESS: STREET 1: 12140 COMMUNITY ROAD CITY: POWAY STATE: CA ZIP: 92064 BUSINESS PHONE: 8585131801 MAIL ADDRESS: STREET 1: 15822 BERNARDO CENTER DRIVE STREET 2: 15822 BERNARDO CENTER DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92127 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PNC FINANCIAL SERVICES GROUP INC CENTRAL INDEX KEY: 0000713676 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 251435979 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE PNC PLAZA STREET 2: 249 FIFTH AVE CITY: PITTSBURGH STATE: PA ZIP: 15265 BUSINESS PHONE: 4127621553 MAIL ADDRESS: STREET 1: ONE PNC PLAZA STREET 2: FIFTH AVENUE & WOOD STREET CITY: PITTSBURGH STATE: PA ZIP: 15265 FORMER COMPANY: FORMER CONFORMED NAME: PNC BANK CORP /PA/ DATE OF NAME CHANGE: 19930428 FORMER COMPANY: FORMER CONFORMED NAME: PNC FINANCIAL CORP /PA/ DATE OF NAME CHANGE: 19930412 FORMER COMPANY: FORMER CONFORMED NAME: PNC BANK CORP DATE OF NAME CHANGE: 19930505 SC 13G/A 1 j9876701sc13gza.txt ALDILA, INC. AMENDMENT NO. 2 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------- SCHEDULE 13G (RULE 13D-102) INFORMATION STATEMENT PURSUANT TO RULE 13D-1 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2) ALDILA, INC. ------------ (Name of Issuer) Common Stock ------------ (Title of Class of Securities) 014384200 --------- (CUSIP Number) December 31, 2002 ----------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) CUSIP No. 014384200 Page 1 of 8 Pages 1) Names of Reporting Persons IRS Identification No. Of Above Persons The PNC Financial Services Group, Inc. 25-1435979 2) Check the Appropriate Box if a Member of a Group (See Instructions) a) [ ] b) [ ] 3) SEC USE ONLY 4) Citizenship or Place of Organization Pennsylvania Number of Shares 5) Sole Voting Power 27,500+ +See the response to Item 7. Beneficially Owned 6) Shared Voting Power 288,501 By Each Reporting 7) Sole Dispositive Power 27,500+ +See the response to Item 7. Person With 8) Shared Dispositive Power 288,501 9) Aggregate Amount Beneficially Owned by Each Reporting Person 316,001* *See the responses to Item 6 and Item 7. 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares See Instructions [ ] 11) Percent of Class Represented by Amount in Row (9) 6.39 12) Type of Reporting Person (See Instructions) HC SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------- SCHEDULE 13G (RULE 13D-102) INFORMATION STATEMENT PURSUANT TO RULE 13D-1 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2) ALDILA, INC. ------------ (Name of Issuer) Common Stock ------------ (Title of Class of Securities) 014384200 --------- (CUSIP Number) December 31, 2002 ----------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) CUSIP No. 014384200 Page 2 of 8 Pages 1) Names of Reporting Persons IRS Identification No. Of Above Persons PNC Bancorp, Inc. 51-0326854 2) Check the Appropriate Box if a Member of a Group (See Instructions) a) [ ] b) [ ] 3) SEC USE ONLY 4) Citizenship or Place of Organization Delaware Number of Shares 5) Sole Voting Power 27,500+ +See the response to Item 7. Beneficially Owned 6) Shared Voting Power 288,501 By Each Reporting 7) Sole Dispositive Power 27,500+ +See the response to Item 7. Person With 8) Shared Dispositive Power 288,501 9) Aggregate Amount Beneficially Owned by Each Reporting Person 316,001* *See the responses to Item 6 and Item 7. 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares See Instructions [ ] 11) Percent of Class Represented by Amount in Row (9) 6.39 12) Type of Reporting Person (See Instructions) HC SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------- SCHEDULE 13G (RULE 13D-102) INFORMATION STATEMENT PURSUANT TO RULE 13D-1 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2) ALDILA, INC. ------------ (Name of Issuer) Common Stock ------------ (Title of Class of Securities) 014384200 --------- (CUSIP Number) December 31, 2002 ----------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) CUSIP No. 014384200 Page 3 of 8 Pages 1) Names of Reporting Persons IRS Identification No. Of Above Persons PNC Bank, National Association 22-1146430 2) Check the Appropriate Box if a Member of a Group (See Instructions) a) [ ] b) [ ] 3) SEC USE ONLY 4) Citizenship or Place of Organization United States Number of Shares 5) Sole Voting Power 27,500+ +See the response to Item 7. Beneficially Owned 6) Shared Voting Power 288,501 By Each Reporting 7) Sole Dispositive Power 27,500+ +See the response to Item 7. Person With 8) Shared Dispositive Power 288,501 9) Aggregate Amount Beneficially Owned by Each Reporting Person 316,001* *See the responses to Item 6 and Item 7. 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares See Instructions [ ] 11) Percent of Class Represented by Amount in Row (9) 6.39 12) Type of Reporting Person (See Instructions) BK SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------- SCHEDULE 13G (RULE 13D-102) INFORMATION STATEMENT PURSUANT TO RULE 13D-1 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2) ALDILA, INC. ------------ (Name of Issuer) Common Stock ------------ (Title of Class of Securities) 014384200 --------- (CUSIP Number) December 31, 2002 ----------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) CUSIP No. 014384200 Page 4 of 8 Pages 1) Names of Reporting Persons IRS Identification No. Of Above Persons PNC Holding, LLC 51-0337069 2) Check the Appropriate Box if a Member of a Group (See Instructions) a) [ ] b) [ ] 3) SEC USE ONLY 4) Citizenship or Place of Organization Delaware Number of Shares 5) Sole Voting Power 27,500+ +See the response to Item 7. Beneficially Owned 6) Shared Voting Power 288,501 By Each Reporting 7) Sole Dispositive Power 27,500+ +See the response to Item 7. Person With 8) Shared Dispositive Power 288,501 9) Aggregate Amount Beneficially Owned by Each Reporting Person 316,001* *See the responses to Item 6 and Item 7. 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares See Instructions [ ] 11) Percent of Class Represented by Amount in Row (9) 6.39 12) Type of Reporting Person (See Instructions) HC SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------- SCHEDULE 13G (RULE 13D-102) INFORMATION STATEMENT PURSUANT TO RULE 13D-1 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2) ALDILA, INC. ------------ (Name of Issuer) Common Stock ------------ (Title of Class of Securities) 014384200 --------- (CUSIP Number) December 31, 2002 ----------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) CUSIP No. 014384200 Page 5 of 8 Pages 1) Names of Reporting Persons IRS Identification No. Of Above Persons PNC GPI, Inc. 52-2012506 2) Check the Appropriate Box if a Member of a Group (See Instructions) a) [ ] b) [ ] 3) SEC USE ONLY 4) Citizenship or Place of Organization Delaware Number of Shares 5) Sole Voting Power 27,500+ +See the response to Item 7. Beneficially Owned 6) Shared Voting Power 288,501 By Each Reporting 7) Sole Dispositive Power 27,500+ +See the response to Item 7. Person With 8) Shared Dispositive Power 288,501 9) Aggregate Amount Beneficially Owned by Each Reporting Person 316,001* *See the responses to Item 6 and Item 7. 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares See Instructions [ ] 11) Percent of Class Represented by Amount in Row (9) 6.39 12) Type of Reporting Person (See Instructions) HC Page 6 of 8 Pages ITEM 2(a) - NAME OF PERSON FILING: The PNC Financial Services Group, Inc.; PNC Bancorp, Inc.; PNC Bank, National Association; PNC Holding, LLC; and PNC GPI, Inc. ITEM 2(b) - ADDRESS OF PRINCIPAL BUSINESS OFFICE: The PNC Financial Services Group, Inc. - One PNC Plaza, 249 Fifth Avenue, Pittsburgh, PA 15222-2707 PNC Bancorp, Inc. - 301 Delaware Avenue, Wilmington, DE 19801 PNC Bank, National Association - One PNC Plaza, 249 Fifth Avenue, Pittsburgh, PA 15222-2707 PNC Holding, LLC - 301 Delaware Avenue, Wilmington, DE 19801 PNC GPI, Inc. - 301 Delaware Avenue, Wilmington, DE 19801 ITEM 2(c) - CITIZENSHIP: The PNC Financial Services Group, Inc. - Pennsylvania PNC Bancorp, Inc. - Delaware PNC Bank, National Association - United States PNC Holding, LLC - Delaware PNC GPI, Inc. - Delaware ITEM 4 - OWNERSHIP: The following information is as of December 31, 2002: (a) Amount Beneficially Owned: 316,001 shares* *See the responses to Item 6 and Item 7. (b) Percent of Class: 6.39 (c) Number of shares to which such person has: (i) sole power to vote or to direct the vote 27,500+ (ii) shared power to vote or to direct the vote 288,501 (iii) sole power to dispose or to direct the disposition of 27,500+ (iv) shared power to dispose or to direct the disposition of 288,501 +See the response to Item 7. ITEM 6 - OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Of the Common Stock reported herein, 288,501 shares are held in Trust Accounts created by an Amended and Restated Trust Agreement dated September 20, 1983, in which Lloyd I. Miller, Jr. was Grantor and for which PNC Bank, National Association serves as Trustee. This Amended and Restated Trust Agreement creates shared dispositive power between the Grantor and the Trustee. Lloyd I. Miller, III and PNC Bank, National Association have shared voting authority with respect to these shares of Common Stock held in the Trust Accounts pursuant to an Investment Advisory Agreement dated as of April 1, 1997 between the parties. Either party may terminate the Agreement on 30 days' prior written notice. Page 7 of 8 Pages ITEM 7 - IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Included are the following subsidiaries of The PNC Financial Services Group, Inc. - HC: PNC Bancorp, Inc. - HC (wholly owned subsidiary of The PNC Financial Services Group, Inc.) PNC Bank, National Association - BK (wholly owned subsidiary of PNC Bancorp, Inc.) PNC Holding, LLC - HC ( wholly owned subsidiary of The PNC Financial Services Group, Inc.) PNC GPI, Inc. - HC (wholly owned subsidiary of PNC Holding, LLC) *Of the total shares reported herein, 27,500 shares are held by an investment partnership of which PNC GPI, Inc. is the general partner. An unaffiliated third party investment manager currently has sole voting power and sole dispositive power over these shares. On less than 60 days notice, PNC GPI, Inc. has the right to terminate the investment agreement with the unaffiliated third party investment manager, following which PNC GPI, Inc. would be deemed to have sole voting power and sole dispositive power. ITEM 10 - CERTIFICATION: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 12, 2003 - --------------------------------------- Date By: /s/ Joan L. Gulley - --------------------------------------- Signature - The PNC Financial Services Group, Inc. Joan L. Gulley, Vice President Name & Title February 12, 2003 February 12, 2003 - ------------------------------------------ ------------------------------------- Date Date By: /s/ James B. Yahner By: /s/ Thomas R. Moore - ------------------------------------------ ------------------------------------- Signature - PNC Bancorp, Inc. Signature - PNC Holding, LLC James B. Yahner, Vice President Thomas R. Moore, Assistant Secretary Name & Title Name & Title February 12, 2003 February 12, 2003 - ------------------------------------------ ------------------------------------- Date Date By: /s/ Thomas R. Moore By: /s/ Kenneth A. Rowles - ------------------------------------------ ------------------------------------- Signature - PNC Bank, National Association Signature - PNC GPI, Inc. Thomas R. Moore, Secretary Kenneth A. Rowles, Vice President Name & Title Name & Title
AN AGREEMENT TO FILE A JOINT STATEMENT WAS PREVIOUSLY FILED AS EXHIBIT A TO SCHEDULE 13G Page 8 of 8 Pages EXHIBIT A AGREEMENT February 12, 2003 The undersigned hereby agree to file a joint statement on Schedule 13G under the Securities and Exchange Act of 1934, as amended (the "Act") in connection with their beneficial ownership of common stock issued by Aldila, Inc. Each of the undersigned states that it is entitled to individually use Schedule 13G pursuant to Rule 13d-1(c) of the Act. Each of the undersigned is responsible for the timely filing of the statement and any amendments thereto, and for the completeness and accuracy of the information concerning each of them contained therein but none is responsible for the completeness or accuracy of the information concerning the others. This Agreement applies to any amendments to Schedule 13G. PNC HOLDING, LLC BY: /s/ Thomas R. Moore --------------------------------------- Thomas R. Moore, Assistant Secretary PNC GPI, INC. BY: /s/ Kenneth A. Rowles --------------------------------------- Kenneth A. Rowles, Vice President -----END PRIVACY-ENHANCED MESSAGE-----